Financière des professionnels
My account

In this section you will find all the regulatory documents concerning your investments as well as your rights as an investor.

Like all wealth management firms, Professionals’ Financial is subject to many rules aimed at maintaining good practices and sound management of the assets under its responsibility.  

Here is a brief summary of our obligations and duties to you

The Financial’s activities are regulated by the Act respecting the regulation of the financial sector which is administered by the AMF.

The Financial is a member of:

  • CIRO, the Investment Industry Regulatory Organization of Canada
  • CIPF, the Canadian Investor Protection Fund


Publications on our funds


Best execution policies

For your Protection

Proxy Voting

Declaration of Trust

Unclaimed property

Managing Conflicts of Interest

Complaint management and breach of confidentiality

Privacy and protection of personal information policy

Personne de confiance - mère et fille

Designation of a trusted contact person

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