In this section you will find all the regulatory documents concerning your investments as well as your rights as an investor.
Like all wealth management firms, Professionals’ Financial is subject to many rules aimed at maintaining good practices and sound management of the assets under its responsibility.
Here is a brief summary of our obligations and duties to you
The Financial’s activities are regulated by the Act respecting the regulation of the financial sector which is administered by the AMF.
The Financial is a member of:
- IIROC, the Investment Industry Regulatory Organization of Canada
- CIPF, the Canadian Investor Protection Fund